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SMBC Nikko -

Score

7.95 /10
Good

SMBC Nikko

Japan

15-20 years

Regulated in Japan

Retail Forex License

Medium potential risk

https://www.smbcnikko.co.jp/en/index.html

Capital Ratio

Good

Influence

AA

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Comparison

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Exposure

Time Machine
Website

Score

Regulatory Index7.83

Business Index8.70

Risk Management Index8.90

Software Index7.05

License Index7.83

Time Machine
Website

Licenses

VPS Standard
No restriction on the broker account. Support service provided by WikiFX

Single Core

1G

40G

open now

Regulatory disclosure

More

Sanction

JP FSA
2022-09-28
Administrative actions against SMBC Nikko Securities Inc. and Sumitomo Mitsui Financial Group, Inc.
SMBC Nikko

Warning

JP FSA
2012-08-10
Administrative action against SMBC Nikko Securities Inc.
SMBC Nikko

Warning

JP FSA
2011-04-15
Administrative action against SMBC Nikko Securities Inc.
SMBC Nikko
Goldman Sachs
BARCLAYS
Credit Suisse AG
Standard Chartered
JP Morgan
HSBC
Bank of America
Citibank, N.A.
UBS AG

Broker Information

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Company Name

SMBC Nikko Securities Inc.

Company Abbreviation

SMBC Nikko

Platform registered country and region

Japan

Number of employees

8999

Company website

Company summary

Pyramid scheme complaint

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WikiFX Risk Alerts
Previous Detection : 2025-04-30
  • The current information shows that this broker does not have a trading software. Please be aware!

WikiFX Survey

SMBC Nikko

Japan

WikiFX Verification

Data Source WikiFX Data provide
Updated: 2025-04-30
SMBC Nikko · Company summary
SMBC Nikko Review Summary
Founded2010
Registered Country/RegionJapan
Financial Products & ServicesAsset management consulting, M&A and financing solutions, Research service
RegulationFSA
Customer SupportPhone, Address

SMBC Nikko Information

Regulated by the FSA and now part of the SMBC Group, SMBC Nikko is a full-service broker focused on improving its client offerings. Their strategic priorities include growing asset management in Japan and expanding their global presence with high-quality financial products to become the preferred securities broker. However, lots of information, including trading fees, deposits, and withdrawals, is not provided on their official website.

SMBC Nikko Information

Pros and Cons

Pros Cons
  • Regulated by the FSA
  • Limited info on deposits/accounts/fee structure
  • Operates globally
  • Limited customer support methods

Is SMBC Nikko Legit?

SMBC Nikko has a Retail Forex License regulated by the Financial Services Agency (FSA) in Japan with a license number of 関東財務局長(金商)第2251号.

Is SMBC Nikko Legit?

Financial Products & Services

SMBC Nikko traces its history back to 1918 and has grown to become part of the SMBC Group. As a full-line broker, they focus on enhancing the quality and range of their services to support clients, leveraging the capabilities of the wider corporate group. They are prioritizing asset management in Japan, strengthening global operations, including cross-border M&A and overseas financing, and developing top-tier products, aiming to be the go-to securities broker for their customers.

Financial Products & Services

Education

SMBC Nikko actively promotes financial and economic education as part of its mission as a financial services company. This commitment is demonstrated through initiatives like the Nikko Family Exciting Experience Day, where young students and their families learn about the economy. Additionally, the company offers visits and seminars for students and adults to deepen their understanding of finance and securities firms, including tours of the Tokyo Stock Exchange.

Education

News

NewsSMBC Nikko Securities Looking For New Hires For U.S Clients

SMBC Nikko Securities America, Inc., a subsidiary of the SMBC Group, has made a series of key appointments in the equities execution industry in recent months. These appointments underscore SMBC Nikko Americas' commitment to its equity operations, with a strong emphasis on extending its skills and footprint in both the Japanese and US stock markets.

WikiFX
2022-12-23 09:53
SMBC Nikko Securities Looking For New Hires For U.S Clients
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User Reviews

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User comment

3

Comments

Write a review

 kvb刘跃文141319
more than one year
En cierto modo, creo que esta empresa es sólida. En primer lugar, está regulado por la FSA, lo que significa que es seguro. En segundo lugar, proporciona una gran cantidad de productos comerciales y recursos educativos. Pero para los clientes potenciales que quieran operar con él, el depósito mínimo es una información importante, pero actualmente no se proporciona en el sitio web.
En cierto modo, creo que esta empresa es sólida. En primer lugar, está regulado por la FSA, lo que significa que es seguro. En segundo lugar, proporciona una gran cantidad de productos comerciales y recursos educativos. Pero para los clientes potenciales que quieran operar con él, el depósito mínimo es una información importante, pero actualmente no se proporciona en el sitio web.
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2022-11-22 14:51
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개미-근酱
more than one year
It can be better. Legal retail forex license, broad range of financial products and services offered...but I have to say, the website is too poor... many details I care much about are unavailable...
It can be better. Legal retail forex license, broad range of financial products and services offered...but I have to say, the website is too poor... many details I care much about are unavailable...
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2022-11-21 17:56
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